Fund Services Provider
BlackHeath Capital Management
Blackheath Capital Management is an Investment Management company providing a highly curated set of investment strategies, regulatory hosting and advisory services to the financial services industry.
The company provides management of investment funds, MiFiD, UCITS and AIFMD regulatory regimes and associated corporate governance and compliance requirements such as Money Laundering and Financial Promotion.
Blackheath Capital Management is an Investment Management company providing a highly curated set of investment strategies, regulatory hosting and advisory services to the financial services industry.
The company provides management of investment funds, MiFiD, UCITS and AIFMD regulatory regimes and associated corporate governance and compliance requirements such as Money Laundering and Financial Promotion.
Reduced
Errors
Faster
Approval
55,000
LPs
Reduced
Errors
Faster
Approval
55,000
LPs
Challenges
Challenges
Blackheath Capital Management provides regulatory umbrella services to Appointed Representatives and manages UCITS and offshore funds. In December 2021, the FCA published a new proposition paper to strengthen the AR and Principal Regime. They ask for stronger requirements on oversight of the AR. In the context of constantly evolving regulations, principals have more obligations to supervise their ARs.
In order to grow their business and services, they wanted to upgrade their services to their clients and provide them with an end-to-end solution that streamlines their compliance processes and enables them to collaborate securely.
Blackheath was looking for an all-in-one solution for investor onboarding and Anti-Money Laundry risk assessment for both their own investors and those of their Appointed Representatives.
Blackheath Capital’s target investor group are typically institutional investors and per se professionals
Blackheath Capital Management provides regulatory umbrella services to Appointed Representatives and manages UCITS and offshore funds. In December 2021, the FCA published a new proposition paper to strengthen the AR and Principal Regime. They ask for stronger requirements on oversight of the AR. In the context of constantly evolving regulations, principals have more obligations to supervise their ARs.
In order to grow their business and services, they wanted to upgrade their services to their clients and provide them with an end-to-end solution that streamlines their compliance processes and enables them to collaborate securely.
Blackheath was looking for an all-in-one solution for investor onboarding and Anti-Money Laundry risk assessment for both their own investors and those of their Appointed Representatives.
Blackheath Capital’s target investor group are typically institutional investors and per se professionals
Value Delivered
Value Delivered
Following Blackheath needs, B4Finance proposed to use the following products:
B4 Management:
– Appointed Representatives Onboarding
– AML Risk scoring – automated risk assessment
– Multi-level Management:
B4 Diligence:
– Digitising investors onboarding procedures
– Performing KYC checks on investors and prospects
– Performing AML and CFT checks on investors and prospects using our integrated screening service
– Investors classification and appropriateness
As a result of using these modules Blackheath is able to perform:
Faster Investors onboarding
Better Investors’ experience for prospective clients
Reduce errors on AML checks
Automated controls on clients files
Additional oversight of AR prospects
Enhance the AR experience
Integration of onboarding systems
Following Blackheath needs, B4Finance proposed to use the following products:
B4 Management:
– Appointed Representatives Onboarding
– AML Risk scoring – automated risk assessment
– Multi-level Management:
B4 Diligence:
– Digitising investors onboarding procedures
– Performing KYC checks on investors and prospects
– Performing AML and CFT checks on investors and prospects using our integrated screening service
– Investors classification and appropriateness
As a result of using these modules Blackheath is able to perform:
Faster Investors onboarding
Better Investors’ experience for prospective clients
Reduce errors on AML checks
Automated controls on clients files
Additional oversight of AR prospects
Enhance the AR experience
Integration of onboarding systems
